Ernst-August Gutt (1989), Translation and Relevance, PhD thesis, University College London (University of London). UCL Discovery eprint 1317504.
Key takeaways
From the reading, NOTE-1435, which skimmed the thesis and read the chapters named in the status note.
- No separate theory of translation. Most kinds of translation are interpretive use across languages, and relevance theory accounts for them without a typology of texts or functions (abstract; pp. 186, 190).
- Resemblance between utterances is resemblance in what they communicate. Two utterances interpretively resemble each other “to the degree that the sets of assumptions which each conveys in its own cognitive environment overlap”, that is, in their explicatures and implicatures (pp. 74–75). Identity of propositional form is not sufficient for identity of interpretation (p. 72).
- Faithfulness is optimal resemblance. A translation is presumed to resemble the original “closely enough in relevant respects”: in the assumptions that make it adequately relevant to its audience, expressed so that they are recovered without unnecessary effort (pp. 162–164). What counts as relevant depends on the audience’s cognitive environment.
- Direct translation is the limiting case. A receptor-language utterance is a direct translation “if and only if it purports to interpretively resemble the original completely in the cognitive environment envisaged for the original” (p. 254). The communicative clues it preserves (semantic representation, syntax, pragmatic connectives, formulaic expressions, sound) are identified by their effect on the interpretation, not by their form (pp. 199–201, 253–255).
- Against equivalence. Functional equivalence gives a basis for comparison but not for evaluation (pp. 22–27), and dynamic equivalence’s “equivalence of response” is unrealistic where the receptors’ cognitive environment differs from the original audience’s (pp. 122–127).
Standing in the record
Filed on 2026-10-30 as the readable precursor of Gutt’s book (LIT-784), which no lawful copy reached. The record names Gutt’s account as a rival to the pragmatic-transport line’s theses: CLAIM-501 asks what it predicts, and CLAIM-205 whether a relevance-theoretic account is tied to one context. This is the record’s only reading of the account. It is the thesis, and what the book revised is unknown here.