Emanuele Marconato, Sébastien Lachapelle, Sebastian Weichwald, Luigi Gresele (2024), AISTATS 2025; arXiv:2410.23501.

Key takeaways

From the reading, NOTE-746.

  • Identifiability (Theorem 5). For softmax predictors p(y | x) ∝ exp(f(x)ᵀ g(y)) of any dimensions, p_{f,g} = p_{f̃,g̃} ⇔ (f, g) ∼EL (f̃, g̃). This extended linear equivalence is an invertible linear map between the projections onto M := Im(P_F P_G) and N := ker(P_F P_G)^⊥. Components outside M and N can be distorted arbitrarily, even non-linearly (Appendix B.5).
  • Effective complexity. dim(M) is fixed by the distribution. Roeder et al.’s linear identifiability is the special case of equal dimensions plus diversity (Corollary 6).
  • Parallelism is a property of the law. Difference vectors are parallel in N exactly when their token pairs have proportional log-odds across all contexts (Lemma 8). Only parallelism inside N is shared by equivalent models (Theorem 15).
  • All or none (Theorem 14). Relational linearity of a query q on Γ, and the relational linear probing and linear subspaces it implies, holds in every equivalent model or in none when Γ ⊆ N and Γ_q ⊆ M. Without the second condition an equivalent model can break it (Appendix D.1).
  • What it does not explain (§6). The parallelism that PCA shows in trained models is not shared across the equivalence class. The authors conclude that training or architecture selects among equivalent models.
  • Scope. The results hold for exact equality of distributions over all sequences and a shared vocabulary. There are no experiments.

Standing in the record

Held for QUESTION-027, which asks for a signature identified from the probes when the full latent model is not. The paper proves such a case for next-token predictors. The linear properties that live in M and N are constant on each class of distribution-equivalent models, while the representations themselves are not identified. But its probes are the whole conditional distribution, so it is an instance of the unrestricted form that QUESTION-027 records as already answered. It is a case of gauge-invariant functionals (CLAIM-148) and supports CLAIM-209’s unrestricted sentence only. It also refines CLAIM-148’s gauge: without diversity, equivalent models are related linearly only on M and N. Its §6 warns that agreement between trained models need not reflect identified structure. That bears on reading cross-model agreement such as THEORY-175’s and LIT-936’s. Its results are filed as THEORY-234, which extends THEORY-018.

Picozzi (LIT-936) cites it. The follow-up on approximate equivalence by Nielsen, Marconato, Dittadi and Gresele is LIT-253, held unread. The paper carries no instruction for machine-learning practice. An anthology topic on representation learning could hold it, so it keeps the anthology-candidate flag, and it is held here for its own question under ADR-013.