Source
Lu, Gallagher, Michala, Fish and Lindsey (2026), LIT-1991, arXiv:2601.10387v1; read in NOTE-1505.
What was actually shown
- 4–19 PCs explain 70% of the variance of 377–463 role vectors (§2.1.3).
- PC1 role loadings correlate > 0.92 between every pair of models; its ends are fantastical (bard, ghost, leviathan) and Assistant-like (evaluator, reviewer, consultant) (§2.2).
- The default Assistant projects to within 0.03 of one end of PC1, against 0.27–0.50 on PCs 2–10 (§2.3.1).
- The Assistant Axis (default minus role mean) has cosine > 0.71 with PC1 at the middle layer (§3.1).
- Gemma 2 27B’s base model gives “nearly identical” PCs on the same rollouts; steering base Gemma and Llama 3.1 70B with the instruct axis moves self-descriptions toward helpful professional humans (§§2.1.3, 3.2.2).
The geometry could have been otherwise: the Assistant could have sat in the middle of persona space, or PC1 could have differed between models.
What this does not say
- That the Assistant persona is the axis: one notion of its representation; some of it “encoded in the weights, but not explicitly in the activations” (§8.1).
- That post-training creates nothing: the AI-assistant associations are acquired in post-training (p. 10).
- That persona space has been mapped: the role list is likely incomplete.